Navigate CIRO's intricate regulatory framework and master advanced risk, compliance, and operational best practices. Safeguard market integrity and propel your firm's success in the evolving
Welcome to "Modern Risk and Operations Compliance for Investment Dealers," designed for working professionals seeking an intermediate to advanced understanding of the regulatory landscape, specifically within the Canadian Investment Regulatory Organization (CIRO) framework. This program delves into the intricate world of compliance, risk management, and operational best practices, equipping you with the knowledge to navigate effectively and uphold market integrity.
This course leverages the 2025 CIRO Compliance Report as an essential resource, offering comprehensive insights into prevailing issues and challenges within the regulated financial sector. It aims to enhance investor protection and fortify market integrity by providing clear guidance crucial for understanding evolving regulatory expectations and proactively addressing potential vulnerabilities.
Key topics covered include:
By the end of this course, you will be equipped to navigate the complex world of investment dealing, ensuring your firm's compliance, managing risk effectively, and contributing to strong market integrity.
Professional Growth Without Borders
Continuum Learning Group is an international Continuing Professional Development provider delivering high-quality learning experiences across industries and regions. Designed for modern professionals navigating rapidly changing global standards, the organisation offers accessible CPD programs in law, finance, engineering, architecture, healthcare, technology, leadership, and more. Its courses are structured around universal competencies—ethics, compliance, technical proficiency, and emerging trends—ensuring that learners worldwide can maintain professional relevance and meet regulatory expectations. Continuum Learning Group’s mission is to make lifelong learning seamless, borderless, and adaptable to every profession.
This portal is provided as a training and development resource for City of Markham employees. Every course is delivered by a qualified subject matter expert or learning organization, is quantifiable in hours, and is verifiable — you receive a documented certificate of completion for every course you finish, stored on LearnFormula indefinitely.
If you hold a professional designation (for example in engineering, accounting, human resources, or law), courses may be counted as professionally relevant, verifiable learning activities toward your continuing professional development. Individual practitioners are responsible for confirming that an activity meets the requirements of their professional body. For questions about the City of Markham's training and development policies, please speak with your people leader or Human Resources.
